Series 7USadvanced Level

FINRA Series 7 (General Securities Representative)

Organized by Financial Industry Regulatory Authority (FINRA)

Mandatory US license for stockbrokers and financial advisors to sell general securities products. Sponsored by FINRA-member firm. Prerequisite: Securities Industry Essentials (SIE) exam.

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Banking & Insurance

Series 7 · Financial Industry Regulatory Authority (FINRA)

advanced Level

Duration

3-4 months

Pass Rate

Fees

$300 (fee paid by sponsoring firm)

Frequency

on demand

Eligibility & Format

Sponsored by FINRA member firm. Passed SIE Exam.

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StockbrokerFinancial AdvisorInvestment Banking Analyst

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